Review of Requirements for the Registration and Regulation of



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Recommendation 8.12

The CALDB should only deal with cases involving conduct matters or combined conduct and administrative matters.



Recommendation 8.13

Where the ASC has delegated the registration function to authorised accounting bodies, those bodies may, subject to the approval of the Commission, deal with specified types of conduct matter within their own disciplinary systems.



Recommendation 8.14

Where civil or criminal proceedings have been commenced against a person, such proceedings are not to act as a bar to disciplinary proceedings against the same person and arising out of the same matter being commenced or continued by an authorised accounting body, the ASC or the CALDB.



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