United states

The following table lists the number of shares and percentage of shares beneficially owned based on 33,923,115 shares of common stock outstanding as of March 31, 2017.

Beneficial ownership is determined in accordance with the rules of the SEC, and generally includes voting power and/or investment power with respect to the securities held. Shares of common stock subject to options or other awards that are currently exercisable or exercisable within 60 days of March 31, 2017 are deemed outstanding and beneficially owned by the person holding those options or other awards for purposes of computing the number of shares and percentage of shares beneficially owned by that person, but are not deemed outstanding for purposes of computing the percentage beneficially owned by any other person. Except as indicated in the footnotes to this table, and subject to applicable community property laws, the persons or entities named have sole voting and investment power with respect to all shares of our common stock shown as beneficially owned by them.

 

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Table of Contents

Unless otherwise indicated in the footnotes, the principal address of each of the stockholders below is c/o TPI Composites, Inc., 8501 North Scottsdale Road, Gainey Center II, Suite 100, Scottsdale, Arizona 85253.

 

										Shares Offered Hereby								Shares Beneficially Owned After The Offering
		Shares Beneficially Owned Prior to Offering								Assuming No Exercise of Option to Purchase Additional Shares				Assuming Full Exercise of Option to Purchase Additional Shares				Assuming No Exercise of Option to Purchase Additional Shares								Assuming Full Exercise of Option to Purchase Additional Shares
		Number______Number'>Number				Percent				Number				Number				Number				Percent				Number				Percent
Directors and Named Executive Officers
Steven C. Lockard			290,894	(1)			*				120,000				138,000				170,894				*				152,894				*
Wayne G. Monie			109,410	(2)			*				13,000				14,950				96,410				*				94,460				*
William E. Siwek			9,091	(3)			*				—				—				9,091				*				9,091				*
Paul G. Giovacchini			6,096,030	(4)			18.0	%			1,104,250				1,269,887				4,991,780				14.7	%			4,826,143				14.2	%
Jack A. Henry			6,331	(5)			*				—				—				6,331				*				6,331				*
James A. Hughes			13,636	(6)			*				—				—				13,636				*				13,636				*
Philip J. Deutch			3,800,316	(7)			11.2	%			1,204,250				1,384,887				2,596,066				7.7	%			2,415,429				7.1	%
Daniel G. Weiss			5,144,239	(8)			15.2	%			1,054,250				1,212,388				4,089,989				12.1	%			3,931,851				11.6	%
Stephen B. Bransfield			6,331	(9)			*				—				—				6,331				*				6,331				*