Gardner Chimp Vocabulary



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Chapter 11

An analysis of ape vocabulary

David Dwyer, Michigan State University

February 3, 2011


This paper is a working draft. Comments are welcome. Do not quote without permission.


This essay has two threads. One is looking at the interactive aspect and the other is concerned with the nature of inventory. On the other hand, this may not be possible. For the time being, the essay will discuss concepts in both senses.
Introduction

It was once thought that the ability to communicate symbolically beyond the capacity of chimpanzees. All this changed when Washoe, a chimpanzee raised by humans at the University of Nevada learned to produce and understand words using the hand gestures of American Sign Language. Subsequent studies have shown that other apes, chimpanzees, bonobos and gorillas, have this capacity as well. After having demonstrated that apes can use words, scholarly attention then focused on whether ape sentences are syntactic.1 As a result, scholars have overlooked the question of what words have been learned and what they can tell us about ape cognition and it is this question that this essay addresses.2



Sources

The table below based on Miles and Harper (1994) via Davis (1998) shows the estimates for vocabulary used by the various ape language projects. Interestingly, all the ape species show about the same ability to acquire vocabulary.



Researchers

Signing apes (# of signs learned)

Species

Gardner & Gardner

Washoe (133)

chimpanzee

Fouts

Moja (168), Tatu (140), Dar (122), Loulis (70),

Ally, Booee, Bruno, Thelma, Cindy, Lucy,



chimpanzee

Terrace

Nim (125)

chimpanzee

Patterson

Koko (224)

gorilla

Rumbaugh

Lana (124)

chimpanzee

Savage-Rumbaugh

Sherman , Austin

Kanzi Nathan, Nyota, Panbanisha



chimpanzee

bonobo


Miles

Chantek (150)

orangutan

Premack

Sarah (130)3

chimpanzee

Davies (1998)

Deaf child @ 3 years (132)

Human

Each of these studies reported on the number of vocabulary items learned, but with the exception of Koko (Patterson 1978), there are no published reports listing the vocabulary acquired for any of these signing apes. In order to carry out a comprehensive analysis of the signs learned by these apes I would need a vocabulary from each of these sources to determine how much variation there is from ape to ape, for it was possible that what was learned reflected the learning environment as opposed to the cognitive capacity of the ape. Interestingly, it turned out that these vocabulary lists were remarkably coherent, as can be seen by examining appendix A. Patterson’s reports on Koko’s activities has been considered suspect by some scholars because she published her findings in popular rather than academic papers, thus avoiding peer review. However, Koko’s learned vocabulary is strikingly similar to those of the other apes.

The process of constructing a vocabulary involved gleaning the published work on both Washoe Gardener & Gardner and Fouts) and Nim (Terrace) for instances of vocabulary use. I am in the process of constructing the vocabulary for the University of Georgia project.

The assembly of a comprehensive listing of vocabulary is difficult for several reasons, and this may help explain why so few vocabulary lists are available at this time. First, there is the question of how to determine whether a given word has actually been learned. Gardner and Gardner and Terrace established criteria based on word use, though it has been noted that apes also possess a passive vocabulary, that is words that are understood but not used. For example, Savage-Rumbaugh et al N.S.) the bonobo Nyota used the words YESTERDAY and TOMORROW, his companions X and Y did not, though they understood them. Fouts notes that he and his assistants would announce SURPRISE when something special was about to happen, but does not report that that the apes under his supervision ever used the word. Second, is the question of keeping track of words that have not been taught. Kanzi, a bonobo learned is an informal environment, in fact, at first, his observers were not aware that he was learning at all (SSR). Fourth, many of the words reported were provided because they were part of an exchange illustrating a point the author was making. A third difficult has to do with determining what the word means, for example the word SORRY used by (Lucy?) could mean ‘I am sorry you are hurt’ or I am sorry I hurt you. Fouts (1997:151) reports that Washoe learned the word for GUILT, which is not defined or contextualized. Thus, the accuracy of these vocabulary lists (Appendix A) has to be understood in the context of these limitations.

The analytical framework

Words

Semiological properties

Following Saussure (19xx), a word is a sigh with a concept (signified) attached to a signifier, which in the case of these apes is a sign language gesture. Thus the process of learning a word involves the attachment of a sign to the concept. This means that to learn a word, one must be able to grasp the concept to which it is attached. Thus, the analysis of ape vocabulary is at the same time an analysis of the concepts that apes are able to grasp, either because they have an innate grasp of these concepts or have a capacity to learn these concept. The first part of the paper deals with identifying and classifying the types of words that have been learned; the second part of the paper addresses the question of whether these concepts are innate or learned.

In order to learn a word, whether using ASL, graphic or vocal signs, one has to do three things: 1) identify the concept to be learned (Saussure’s signified), 2) learn the sign to represent the concept (Saussure’s signifier) and 3) make the link between the signified and the signifier. Thus each learned sign indicates that the learner has grasped the concept behind it. It is difficult to say whether a given concept existed prior to the learning of the sign or whether the concept was acquired as part of the process of learning the sign (or represent a combination of the two). I suspect that hardest part of learning a new sign is not learning the concept, but the linking of it to the signifier.

Words and gestures

In this essay, following Cassirer (1944), I distinguish between words (also called referential signs) and gestures. The basis of this distinction is found in the relationship between the signifier and the signified. In the gesture, the linkage is predetermined, whereas in the word, it is not. This means that as long as we have new signifiers we can attach them to new concepts to make new words. It has been reported (de Waal 19xx)4 that there are regional variations in different populations of chimpanzees in the way they make a given gesture. For example, some populations make a request by putting the hand out with the palm up, and others do so with the hand. However, each of these variations (only 2 have been reported) connects to the same signified - a request for food. It is not possible for chimpanzees to reassign this gesture to a different signified, such as a dog, or a sign of anger. In contrast, because referential signs do not have this requirement, it is possible for a given signifier to represent any possible concept.



Symbolic interaction

Once words are learned, they can be used in conversations with humans and other apes. This is what GH Mead termed symbolic interaction, which involves the process of objectivation, the expressing of one’s subjectivity, and enables increased intersubjectivity (shared understanding) and negotiation. Following an analysis of the types of words learned we address the question of the consequences of symbolic interaction.



Semantic domains

The semantic framework we choose will determine the nature of the semantic analysis of vocabulary. The framework used here is based on two important dimensions of social communication. The first has to do with the social and the development of the self. Following Dennett, I use the progression from what the individual knows, to what the individual knows about the other to what the individual knows that the other knows about the self. The second has to do.

The second has to do with communication. According to JL Austin, an utterance contains three components. One component concerns the factual information that the speaker wishes to convey. The sky is blue. There is a bug in your beer. Austin calls this the locutionary dimension. Illocutionary dimension concerns how the speaker intends that the sentence is to be understood, as a request, an order, an apology, a warning … And the perlocutionary dimension concerns how the speaker feels about the message being conveyed.

Austin’s three way distinction of forces in a sentence

Dwyer’s terms

Illocutionary

how the speaker intends the listener to take the statement

Do you think -? I order -.

Intention

Perlocutionary

how the speaker feels about the statement

I sincerely believe -. I strongly want -.

Emotions

Locutionary

The literal content of the sentence

The sky is blue. You come here.

Fact

What the individual knows

Facts

Most of the vocabulary that has been acquired by signing apes consists of words that describe things and events found in the physical world. Many of these words that have referents in the natural world: animals and plants (21), inanimate things (40), and body parts (16). Others have to do with food, including food items (42), food utensils (10) and food-related activities (9). Fouts (1997:301) comments that “when they discussed their favorite food, it wasn’t to get the food (there were no humans present, after all) but just to comment on it.” Being cross fostered, raised like human children, explains why we have terms for clothing (20) and hygiene (21).



Parts of speech

In many cases a word may be used to represent both the object and the action. . For example in Washoe’s lexicon one sign represents the thing and the activity: pen/to write, chair/to sit, bath/to bathe, brush/to brush, potty/to go potty, grooming/to groom and toothbrush/to brush teeth. Other examples include (PEN-WRITE (KW); SLEEP/BED (WK); EAT-FOOD (A); and KNIFE/CUT (WK). This should not be taken to mean that these apes do not distinguish between object and action, for these distinctions are clearly made when communicating. This phenomenon is commonly found in human language as the English words: stop, table, run, beverage, look, etc. are both nouns and verbs. I argue in Dwyer (ms) that parts of speech are a unique property of syntactic



Learning

Feral and Captive Apes

Signing apes

Feral chimpanzees learn to build nests and fish for termites by imitating their mothers.

Loulis learns by imitating Washoe [mother]. F246b

No examples of teaching

Washoe molds Loulis’ hand into the sign for food. ( F243)

Lucy teaches pet cat to use the toilet.



Sensory referents


sound

hear(W), listen(A), music(N), quiet

sight

see(W), look(WK), and colors

smell/taste

smell(NW), skunk-stink(K), sweet (W),

temperature

hot(N), cold (WK)
Of the 17 words for sensory perception include sight, sound, smell, taste and temperatures. There were no words associated with touch (smooth, hard, soft). Color words are prominent in sight words. Chimpanzees do listen to TV and music and clearly, they can distinguish between music and other types of sounds.

The English word pairs: hear/listen and see/look, show an opposition between recognition of sensory input and the analysis of the sensory input. There are no ‘taste’, ‘touch,’ or ‘smell’ counterparts. Chimpanzees seem to have no difficulty in discerning the hear/listen distinction.



Displacement words

Displacement words, which represent different places and time, allow the-here-and-now to be linked to other events and places. I do not want to suggest that nonsigning apes live completely in the here and now, because there are several reports that show the ability to plan for future events, as in the case of Figan and Goliath. Nevertheless, words of displacement do expand one’s intersubjective world to include knowledge of events and places beyond the here and now because of the capacity to draw the attention of others to this expanded world (Cassirer, 1944:53-55 and Meddin 1979:100).5 This new symbolic capacity, according to Cassirer (1944:38), “makes it possible for an organism to isolate relationships abstractly and to "hold on to them mentally” (Mead, 1934:83, 121).



Location

Location words express a special relationship between two entities, one of which is often the speaker. Four of the nine location words are oppositional sets (UP/DOWN; IN/OUT). The word IN also represents the action ENTER. The word OPEN (A) is most commonly used as an action; and HOME (W) can also mean ‘go home.’ All the chimpanzees have a generalized deictic (pointing) word THIS/THAT/THERE (A), but there is no evidence that apes can separate this concept into a ‘this’ (near the speaker) and ‘that’ (away from speaker). This may have to do with the inability to see things from the perspective of the other. The other location words are: AROUND (K) and ON (K). (SSR mentions I think, that chimps know the words for several locations in their outdoor environment.)



Time

The concept of time involves the sequencing of events and the planning of future events.




This is illustrated by the playing of tricks by all three categories of apes. [I’m not sure this belongs here].
Feral chimpanzees do show evidence of recognizing time sequences, though it could be that they have a sense of time, but cannot show it (source = Goodall?). Goodall’s story of Figan waiting until the dominant male Goliath left the scene to get the banana illustrates that feral apes can plan future events as well.

Signing apes know the order of events. Fouts (19907:301) reports that Tatu knew the order of events such as after Thanksgiving it is time to prepare for Christmas (CANDY TREE) and that after Debbi’s birthday it was Dar’s. This use of time enables one to point to, and direct the attention of others to, future events as well as past events.

In the social world, as Berger and Luckmann (1967:27) point out, involves having to wait for others. “My organism and my society impose upon me, and upon my inner time, certain sequences of events that involve waiting." For captive and signing apes, this commonly involved having to wait for meals. As lunchtime neared, Tatu would often sign TIME EAT? (F301). Once, Tatu was told that she couldn’t eat until she cleaned her room, she signed HURRY HURRY. CLEAN ROOM. The word HURRY was also often used immediately after a promise of a treat. As intersubjectivity increases, the necessity of waiting, and hence the awareness of time increases.

Savage-Rumbaugh et al (n.d. xxx) note that the Bonobo, Nyota, used the words TODAY and TOMORROW, but that the bonobos Kanzi and Panbanisha understood their meaning.



Feral and captive Apes

Signing apes

Words

hurry(A), time/when(W), time(K), finish(KN), again(W), yesterday (Ny), today (Ny), when(WN), again (KN)




The four temporal words all have the component of the present time with the possible exception of TIME/WHEN.

A question of awareness of death

Two issues concern the topic of death. The first is the awareness of the meaning of death and the second is the awareness of one’s own mortality. Feral apes go into a deep depression at the loss of their mother and mothers often do the same at the loss of their child. Washoe understood not only the loss of her own baby but of Kat’s as well. There are no examples of apes in any of these categories being aware of their own demise.

“Kat Beach, a research assistant, had a miscarriage. When she finally came back Washoe greeted her warmly but then moved away and let Kat know she was upset that she’d been gone. Kat decided to tell the truth. MY BABY DIED, Kat signed to her. Washoe looked down to the ground. Then she looked into Kat’s eyes and signed CRY touching her cheek just below her eye. That single word, CRY, Kat later said, told her more about Washoe than all of her longer, more grammatically perfect sentences. When Kat had to leave that day, Washoe wouldn’t let her go. PLEASE PERSON HUG, she signed (Fouts 291). But she signed this not to herself, but to Kat to show that she was sharing her sorrow.

Both Goodall and Fouts note that young chimps who have lost their mothers fall into a depression from which some never recover.



Feral and captive Apes

Signing apes

Feral ape mothers often carry their several months after they die.

Fouts tells Washoe here baby died.(F292)

Words: dead (Fouts signs to Washoe)



Displacement

Location

this/that/there (A), down (WN), home (W), in/enter (WN), around (K), on (K), up (KN), [out]

Time

hurry (A), time/when (W), time(K), finish (KN), yesterday (Ny), today (Ny), when(W)

Extracted properties


colors

green (WN), white (WK) brown(N), blue(N), black(A), red(A)
Descriptors are of interest because they represent abstractions. Colors represent one type of abstraction, for color is not an entity in itself but a property of objects.

Six of the nine descriptors are oppositional pairs: GOOD (WK)/BAD6 (KN); SAME (WK)/DIFFERENT (WK); BIG (K)/SMALL (K). In addition, there were several quantitative descriptors: ONE (W), TWO (W), ALL (K), ENOUGH (W), MORE (A). The last two words, MORE and ENOUGH are used as requests rather than descriptors.

Generic terms constitute a second type of extracted property. To qualify as a generic term, such as fruit, it has to have constituents, e.g., apple(A), banana(A), berry(A), pear(N), … The composite ape vocabulary shows very few examples of generic terms. Savage-Rumbaugh (1994:81) reports that the chimpanzees, Sherman and Austin, were able to categorize various tools as members of the category tool.

SSR’s discussion of Sherman and Austin show that they could learn to recognize the category tool.

It is also possible to label concepts not found in the natural world such as abstract concepts like gravity and things that do not exist at all like god and heaven. None of the vocabulary listed here shows that ability.

Expressing feelings

Most of the words expressing emotions have analogs in the gestures of nonsigning chimpanzees as in the case of the words for HUNGRY and THIRSTY. However, the ability to willfully produce these words demonstrates that these apes not only respond to hunger and thirst, but are conscious that have hunger and thirst.

The same can be said for words like HURT/WOUND, CRY, ANGRY (including BITE) and happy. For example, Lucy signed to Fouts ME CRY. CRY ME. HURT HURT. (Fouts 155) when she had been ignored by her foster mother. However, she did not instinctively whimper as a nonsigning ape would do, but she articulated this feeling, mainly to herself, showing that she was conscious of the pain, which in this case was not a physical pain, but an emotional one.

Terrace (1979) reports that Nim signed BITE when he was ANGRY and the effect of overtly signing reduced his anger. The feral SMILE is a sign of nonaggression.



Concept/WORD

Feral and captive apes

Signing apes

ANGRY (N)

BITE (A)


Feral chimpanzees express anger by displaying. This involves standing on two feet with hair bristling. Biting is another expression of ANGER

Terrace noted that when Nim signed BITE, his anger would dissipate.

CRY

HURT/WOUND (WNL)



Whimpering, crying, and pouting.

A whimper or a pout means that the individual is in need of something or is hurt, or is unhappy

Feral chimps also whimper and pout when they are unhappy.

When unhappy chimpanzees cry, whimper and pout.

[check out the reports of the various vocalizations of apes]


CRY- Lucy’s defeat and injury (HURT/WOUND) – which represents the action of injury, and an injury itself as well as sadness.

Lucy’s expression of CRY and HURT when her human mother failed to greet her F155b

Washoe’s request for a HUG when she was in labor


FROWN?

FROWN, reported only for Koko, is expressed with a furrowing of the eyebrows, in a way similar to humans.




HAPPY (N)

SURPRISE(Fouts announces to chimps) (It is not clear whether HAPPY and SURPRISE have the same meaning.)



Chimpanzees celebrate together when they find a big cache of food by jumping around and shouting, bonobos often become sexually active during such times. (de Waal 1989).

Announcement of a SURPRISE, most often food, was always greeted with joyful and excited hooting” (292). Chimpanzees also sign HAPPY when told of a surprise



LAUGH(W),

TICKLE (A)

LAUGH appears to be related to the word FUNNY (W), though more details are needed. The word SMILE (WK) carries a nonthreatening meaning and appears to be an analog of what ape researchers call a smile.


Chimpanzees LAUGH (W), when TICKLED and enjoy it greatly Goodall 1986. Chimpanzees laugh when tickled, and tickling is a form of friendly social interaction.

As in humans one cannot cause laughter by tickling oneself. Tickling is often reciprocal and involves turn taking, and hence tickling in considered an affiliational activity.7 Mike tickles Flow who laughs and then Flow tickles mike who laughs. Goodall 1986:xx).

It not clear if they laugh only when being tickled or not.

One cannot tickle oneself, so this act has to be carried out by the other.

Washoe contracts nostrils when signing FUNNY. 31a


Fouts does report that Washoe’s nose would twitch when she laughed.

Both signing and nonsigning apes enjoy practical jokes, though it is not clear whether this causes them to laugh.




FUNNY(W)

FUNNY, however, could be a synonym for LAUGH.



De Waal (2005:4) also cites an example of chimps tricking chickens to come into their cage after which they would hit them.

Fouts points out several instances of practical jokes. In one episode, Washoe would sign to him COME HERE, after which she would spray him with a mouthful of water.


WANT (A)

HELP-MYSELF



Goodall mentions several examples expressing a WANT by pointing to something and whimpering.

Wishes are also conveyed by commands, e.g., OPEN

SMILE (WK),

Nonsigning chimps will smile to indicate that they are nonagressive

Missing from this set of emotions is a concept of ‘smile,’ which chimpanzees often use to show they do not intend serious aggression or that they are submissive.

FUNNY (W)

Captive and signing apes take pleasure in playing practical jokes and it is likely, though not reported that feral apes do to.




HUNGRY/WANT







hug/love, hug, and kiss







Words: Cry (WL), HURT/WOUND FROWN (K), HAPPY (N), ANGRY (N), BITE (A), SMILE (WK), FUNNY(W), LAUGH(W), HELP-MYSELF




Although, it is likely that the concepts for these feeling exist in both signing and nonsigning, the import of the capacity to convert these concepts into referential signs shows:

  • A clear specificity of what the individual intends;

  • An awareness of the feeling or intention;

  • An ability to draw the attention of the other to this emotion; and most importantly

  • An ability to inform the other that one cares. (Washoe and Kat; Washoe and Roger; Lucy and X).

This is even clearer in the word SORRY, a word that could be a personal regret as I am sorry I lost the game, or even a regret about the other, I am sorry you got hurt, but it can also mean that I am sorry for you that you got hurt. De Waal describes affiliation as activities that build interpersonal solidarities. Male chimpanzees, for example groom more frequently when they are building an alliance. Affiliation is also used to give comfort to those who have been physically abused or emotionally offended. Affiliational behavior in both signing and nonsigning apes includes reciprocal grooming, hugging, tickling and kissing. Surprisingly to many of us, chimpanzees and bonobos KISS, even French kiss. There appear to be no gestures for these concepts in nonsigning apes, though their acquisition and use is common in signing apes. What this ability shows is an awareness of these concepts and an ability to request that others engage in this activity.

Feelings

Emotions

cry(W), hurt/wound(WN), angry(N), bite(A), happy(N), funny(W), frown(K), sorry

laugh(W), friend, smile (WK),

hungry(A), (WT), [thirsty/swallow(A)],

Other: sorry(WK), pink-shame(K),






Affiliation

hug/love(WK), kiss(A), groom(A), chat(W), tickle(A),

Apes clearly can read feelings in others.

In humans, humor, like tickling, causes laughter; so does embarrassment, though the connection is not clear. It is possible that humans tell jokes in order to hear the other laugh.

It is not clear what to do with the episode about several chimpanzees escaping and shitting in Lemmon’s bed ( F142) but it does have to do with a sense of retribution that I haven’t yet discussed.

Evidence of self-awareness

Sees language users as equals and others not

Washoe and Lucy thought they were human

Washoe called other chimpanzees “BLACK BUGS.”

Sees self as individual

Can recognize self in the mirror

Moja(?) signing at pictures in magazine: “THAT FRIEND TATU.”

Adornment

Another area concerning the self has to do with adornment. Fouts reports that several of the female chimpanzees enjoyed dressing up and being complemented for their beauty. Adornment is something that does for the other in order to make the self more attractive.



The self- other relationship

Pronouns

Me (A), you (A), we (W), mine (WK), yours (W),

Greetings

good-bye (WN), hello (N),

Adornment (7)

Bracelet (K), ring (K), necklace (K), hat (A), earring (K), lipstick (K), [mirror (WK)],

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